A hearing is scheduled July the 11th for a Thunder Bay investment advisor who is facing a disciplinary proceeding in front of an industry securities watchdog. The hearing by the Investment Industry Regulatory Organization will probe allegations against Terry Norman Dyck relating to his knowledge of a fund he was recommending to clients when he worked at a local investment firm.
Investment advisor faces disciplinary hearing
A hearing is scheduled July the 11th for a Thunder Bay investment advisor who is facing a disciplinary proceeding in front of an industry securities watchdog. The hearing by the Investment Industry Regulatory Organization will probe allegations against Terry Norman Dyck relating to his knowledge of a fund he was recommending to clients when he worked at a local investment firm.
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